Notes on lexical categories


Lexical categories

All languages, whether spoken or signed, distinguish lexical categories (also known as word classes). Johnston and Schembri 2007:190 give the list in (1) for Auslan.

(1) a. Open-class categories: noun, verb, adjective, adverb
b. Closed-class categories: determiner, pronoun, auxiliary verb, preposition, conjunction, (interjection)

I've divided the list up into closed-class and open-class categories. As Johnston and Schembri mention, closed-class categories contain a relatively small number of items; by definition, they are listable and not ordinarily open to new members. By contrast, open-class categories easily welcome new members, whether by borrowing, compounding, neologism, or other means. The status of interjections is somewhat murky; on the whole, they probably belong with closed-class items, as in (1). For the remainder of the discussion, I'll omit them, as they are not a major category.

Johnston and Schembri's list extends straightforwardly to ASL, and in fact it corresponds closely to what traditional school grammar would propose for spoken languages. For instance, the list corresponds almost exactly to the lexical classes used in the Oxford English Dictionary (OED).1

What is the basis for distinguishing among the various lexical categories? Fundamentally, any word or sign in human language has two components:

For this reason, lexical categories can be distinguished on the basis of meaning-based (semantic) or form-based (morphosyntactic) considerations, or both. Semantic considerations concern the conceptual underpinning of a word class. They are largely independent of language and even modality, and they are the ones ordinarily invoked by traditional school grammar in adages like "A noun is the name of a person, place, or thing." Morphosyntactic considerations concern the way that the various words or signs combine with each other, and in particular how they combine with inflectional morphemes. For instance, in English, verbs inflect for tense (present play, past played, future will play) and aspect (punctual played, progressive were playing), whereas nouns don't. Conversely, in many languages, nouns (and other categories) inflect for case and gender, whereas verbs don't. (English preserves vestiges of case inflection in the distinction between subject pronoun forms like I or we vs. object pronoun forms like me or us.)

Some languages have hardly any morphology. Chinese is a well-known case of this type. In such languages, lexical classes can still be distinguished, but only (or at least mostly) on the basis of semantic considerations. Conversely, it is not easy to come up with shared semantic criteria for some lexical classes (especially closed-class categories). For instance, it is clear that English prepositions like in, over, under, and so on refer to spatial relations. But it is not clear at all what semantic feature they share with other prepositions like of or despite. Instead, what makes English prepositions (and closed-class items more generally) a lexical class is their formal ability to combine with other forms. In particular, the members of the closed class of English prepositions combines with noun phrases to form prepositional phrases. Noun phrases in turn consist of nouns and (optional) determiners; the closed-class determiners (a(n), the, this, that, some, and so on) are defined by their formal ability to combine with open-class nouns (which are defined both formally and semantically).

Table 1 gives the lexical categories in (1), with some of the cells for "Semantic basis" filled in, and all of the cells for "Morphosyntactic basis" filled in for English. How might you fill in the missing information?

Table 1: Evidence for distinguishing lexical classes
Lexical class Semantic basis Morphosyntactic basis
English ASL
Noun Describes classes of objects, concepts, phenomena Inflects for number (at least for pluralizable nouns) ?
Verb Describes states, activities, events Inflects for person/number (3rd person singular present), tense, aspect ? Inflects for comparative (-er/more) and superlative (-est/most) (at least for gradable adjectives). Restricted to modifying nouns. ?
Adverb ? -ly (in many cases); restricted to modifying any category except nouns ?
Determiner ? Some inflection for number (as in this vs. these). Combines with nouns. ?
Pronoun Picks out individual discourse referent(s) Inflects for number, case (but unlike many other spoken languages, not gender in the linguistic sense) ?
Auxiliary verb Modifies verbs with respect to time, modality, evidentiality (first-hand vs. second-hand evidence), and the like Does not inflect like ordinary verbs, but combines with them ?
Preposition No common semantic basis Combines with noun phrases, prepositional phrases, adverb phrases ?
Subordinating conjunction ? Combines with sentences ?
Coordinating conjunction Expresses Boolean operators AND, OR Links two phrases or sentences ?

Table 1: Evidence for distinguishing lexical classes
Lexical class Semantic basis Morphosyntactic basis
English ASL
noun describes classes of objects, concepts, phenomena inflection for number (at least for pluralizable nouns) ?
verb describes states, activities, events inflection for person/number (3rd person singular present), tense, aspect ?
adjective ? inflection for comparative (-er/more) and superlative (-est/most) (at least for gradable adjectives); restricted to modifying nouns ?
adverb ? -ly (in many cases); restricted to modifying any category except nouns ?
determiner ? some inflection for number (as in this vs. these); combines with nouns ?
pronoun picks out individual discourse referent(s) inflection for number, case (but unlike many other spoken languages, not gender in the linguistic sense) ?
auxiliary verb modifies verb with respect to time, modality, evidentiality (first-hand vs. second-hand evidence), and the like does not inflect like ordinary verbs, but combines with them ?
preposition no common semantic basis combines with noun phrases, prepositional phrases, adverb phrases ?
subordinating conjunction ? combines with sentences ?
coordinating conjunction expresses Boolean operators AND, OR links two phrases or sentences ?

Describing, depicting, pointing

Recall that in one of the first weeks of class, we introduced a distinction between three different types of signs (where I'm using the term in a broad sense to cover sign language signs, spoken language words, and even traffic signs) and of constructing meaning. The distinction is shown in Table 2.

Table 2: Three different types of signs and constructing meaning
all signs
arbitrary non-arbitrary
symbol
(describing)
icon
(depicting, demonstrating)
point
(deictic, indicating)

In face-to-face communication, all three sign types are available to speakers and signers, and they use them all (recall the pointing journal exercise). But it is also true that spoken and signed languages rely on the different types of signs to a very different extent. To a first approximation, spoken languages use arbitrary symbols almost exclusively, with a nod to icons (onomatopoeia) and pointing (in face-to-face communication). By contrast, signed languages use iconic and pointing signs to a much greater extent since that is the original source for their basic vocabulary. As a result, ASL languages and all other sign languages that we know of have three verb classes:

  1. plain verbs (corresponding to ordinary symbolic verbs in spoken language)
  2. depicting verbs or verb roots, which combine with classifiers to form full-fledged classifier constructions
  3. indicating verbs, which involve or incorporate deictic signs (pronouns)

Given the heavier reliance of sign languages on non-arbitrary signs, the question arises of how the various lexical categories fit into this extended semiotic space. In other words, how might we fill in the cells in Table 3 that I haven't yet filled in?

Here are some comments and questions to take into consideration:

  1. The term 'icon' refers to signs that use the signing space as a medium of analog representation. In this respect, icons are like points, but icons identify referents by depicting invariant properties, whereas points identify referents relative to the signer/speaker. The distinction between icons and symbols can be less than crystal-clear, as happens when originally iconic signs like DOCUMENTATION or MEET (glosses from ASL Signbank) become increasingly conventionalized and opaque to native signers. Feel free to address this issue in the discussion and in your written assignment.
  2. What's the status of nonmanuals like MM, TH?
  3. What's the best way to deal with spatial and non-spatial prepositions? Do they belong to a single lexical class? Or are spatial prepositions better treated as depicting verbs or depicting verb roots?
  4. Can we use the table to clarify the status of classifiers? All of them? Some of them (for instance, only SASS)?

Table 3: Lexical classes and expression by semiotic type
Lexical class Semiotic type
Symbol Icon Point
Noun ? WINTER
Verb Plain verb Depicting verb or verb root Indicating verb (at least, the points represent the verb's arguments)
Adjective CUTE ?
Adverb ? ? ?
Determiner ALL ?
Pronoun ? Personal pronouns (with some arbitrariness for non-singular forms); possessive pronouns
Auxiliary verb ? ?
Preposition ? ?
Conjunction ? arguably BUT