Dissertation Committee: William Labov, advisor; Hollis Scarborough;
Gillian Sankoff
Proposal Examination Committee: Gillian Sankoff, Donald Ringe, William
Poser
Defended and Accepted December 12, 2002
Labov (1972) expresses that a major goal of the sociolinguist
is to locate "the most consistent and reliable data for describing the
grammar of the speech community." The sociolinguistic interview is designed,
therefore, to elicit the most vernacular speech possible in order to describe
the dialect that is native to the speaker. Research on African-American
Vernacular English has used speech produced in the sociolinguistic interview
to show that AAVE is a separate, coherent language system. When African-American
children who are speakers of AAVE start school, they enter a linguistic
environment where they are expected to produce Standard American English.
Yet, little is known about the wide-scale linguistic and communicative
competence with respect to SAE of current inner city African-American children.
Research on variation and style-shifting in African-American
adolescents and adults, including Baugh (1979) and Rickford and McNair-Knox
(1995,) has demonstrated that variation in the use of AAVE features within
a speaker occurs with respect to differences in the race of the interviewer,
the interviewer’s style and register, and the topic of the interview. Speakers
in these situations have acquired communicative competence in the relationship
of SAE to AAVE, and use the two varieties of English as they judge them
to be socially appropriate.
Hymes (1981) describes the stages of communicative
competence. First speakers acquire the passive knowledge of linguistic
features that are used outside of their own vernacular. Speakers then acquire
some of the features of other dialects and produce them in a situation
of linguistic shift. Ultimately speakers must be able to control their
use of different features and manipulate their use for social reasons.
Communicative competence is essential for utilitarian purposes, such as
promotion in the workplace and academic success. Communicative competence
may also be used in order to assert identity and belief in social and community
ideals. Hymes asserts that children who are linguistically competent, but
lack communicative competence may be seen as "social monsters."
Communicative competence in a second dialect may
occur as a result as a result of many different external factors including:
language development related to age, increased social contact, and education.
Studies of dialect acquisition have often linked proficiency in the standard
dialect with measures that require literacy. Baugh (2001) describes problems
in assessing stylistic variation due to the difficulty that some adult
speakers have with formal sociolinguistic tests as a result of limited
reading ability. Beginning readers and pre-readers share this problem.
Linguistic and communicative competence in a second
language (bilingualism) are widely studied phenomena. But acquisition of
a second language is different than the acquisition of a second dialect.
In the acquisition of Standard American English by speakers of African-American
English, there are two factors at work that may drastically change the
acquisition typology of SAE: inherent variation and mutual intelligibility.
Speakers learn some new features as they acquire
a new dialect, but they may also manipulate the rates of features that
may already be in their systems. Features such as double negation, the
unmarked possessive, and the unmarked plural occur at higher rates in AAVE
than features such as copula deletion, and consonant cluster reduction.
The success of the acquisition of these different types of features may
vary widely from individual to individual as differences become more apparent
and speakers attempt to master their use. Mutual intelligibility may impede
the speaker’s acquisition of variable features, because he or she thinks
(on some level) that the language she is producing is the same as the standard.
Socially marked features, which are often stable linguistic variables,
may be used nearly all of the time in a speaker’s vernacular. But in a
contact situation, use of constant features may approach zero as the speaker
acquires communicative competence and realizes that use of these features
is greatly stigmatized in the contact situation.
Sociolinguistic studies to date have focused on
the relation of phonological, phonetic, syntactic, and morphosyntactic
features. Interaction of prosody and language change and variation is not
widely understood. Cruttenden (1986) states that differences in African-American
and white prosody are widely attested but have not been examined in sociolinguistic
surveys. Differences in intonation contours have been reported and even
imitated by speakers as they relate what it is to "sound black" or "talk
white." It is not clear if prosody is among the elements that are acquired
as part of linguistic competence in another dialect. If prosody is among
the features a second dialect learner acquires, prosodic communicative
competence in the school setting may vary with the speaker’s notions of
linguistic authenticity and social acceptability.
The first part of this dissertation will attempt
to discover what range of linguistic and communicative competence young
inner city children have in the school setting with respect to the phonological
and morphosyntactic features of SAE. Sentence imitation and story retell
will be examined as methods that may elicit more formal varieties of speech
without the prerequisite of literacy. The use of AAVE phonological and
morphosyntactic features in a sentence repetition task will be compared
to the use of AAVE features in the story retell. Comparison of the two
speech tasks will be used in order to determine if children are more likely
to produce more formal speech in the school setting when presented with
immediate, direct SAE stimulus, than when they are free to tell the story
in their own words. The children's linguistic competence in SAE will then
be examined in order to find out if children are more likely to use the
SE forms of features that are invariant in AAVE or manipulate the rates
of features that are variable within the AAVE system. Comparisons will
be made within each child, and for the children overall. Results will be
reported with respect to gender, grade, school, city, and memory ability.
Special attention will be paid to differences between children at the beginning
of their school career and children who have had more exposure to school
language. Results will be compared to rates established in previous studies
of AAVE to see if changes have occurred over time. Comparison of the rates
of use of SAE in this sample will be made to the rates of use of SAE in
other studies of sentence imitation including Labov (1972) and Baratz (1969)
in order to see if children in this study have more competence in SAE than
children of two generations prior. Rates of SAE production will also be
compared to other studies that have looked at mesolectal varieties of African
American English, including Wolfram (1969) and the speech collected as
part of the current Urban Minorities Reading Project at the University
of Pennsylvania.
The second part of this dissertation will examine
prosodic features of SAE and AAVE as sociolinguistic variables. Analysis
of prosodic mismatches between teachers and students will help to determine
how SAE prosody is included in the children's acquisition of SE linguistic
and communicative competence. This analysis will also help answer questions
of whether prosody is more difficult to mimic and/or acquire than other
SE linguistic variables. Elementary school teachers will then be given
matched guise tests that will ask them to judge the desirability of different
combinations of SAE and AAVE phonological, morphosyntactic, and prosodic
features. Teachers will be asked what the use of different AAVE features
indicates about the likely academic achievement and ability of the students.
Teacher judgments will be used in order to determine which features of
AAVE are most stigmatized in the school environment.