South Slavic Clitic Placement is Still Syntactic Steven Franks There has been much recent debate about whether special clitic placement in general, and in the South Slavic (SSl) languages, in particular, can be handled exclusively through the exploitation of familiar syntactic categories and movement mechanisms, or whether some special phonological reordering is required, such as HalpernUs (1992/1995) RProsodic InversionS (PI). This debate has primarily concentrated on Serbian/Croatian (SC) and, to a lesser extent, Bulgarian (Bg). In this paper I champion the syntactic approach, reviewing existing arguments why SC clitic placement demands syntactic means and presenting some novel ones. I also extend the analysis to Slovenian (Sln) and Macedonian (Mac), showing how these languages differ from SC and Bg, respectively, in one minor respect: clitics are prosodically neutral rather than enclitic. I assume Greed and argue that SSl special clitics require syntactic support in the form of head adjunction, and that when no head independently moves up to them to check its own features, the clitics themselves move, raising, or when that option is unavailable, actually lowering overtly to a host head. Adopting the proposal that SSl clitics are all functional heads in the extended projection of V, I first summarize arguments from Franks and Progovac (1994), avar and Wilder (1994), and Progovac (1996), which all present evidence that independently necessary syntactic principles regulate regulate clitic placement and that PI encounters serious difficulties. The ellipsis data in (1), due to Stjepanovi (in progress), show that different clitics occupy distinct head positions; the elided material is presumably VP (or AuxP) in (1a), AgrOP in (1b), AgrIOP in (1c), and no XP in (1d). Note that this cannot be handled in a system such as Anderson (1995), in which the clitics are all inserted simultaneously. (1) a. Ona mu ga je dala, a i ja sam mu ga [dala] she him.dat it.acc aux.3sg gave and also I aux.1g him.dat it.acc gave TShe gave it to him and I did too.U b. Ona mu ga je dala, a i ja sam mu [ga dala] c. ..., a i ja sam [mu ga dala] d. ?*Ona mu ga je dala, a i ja sam [mu] ga [dala] The program of placing SSl clitics syntactically faces a challenge in that there are some obvious phonological effects which need to be built into the system. I defend a RfilteringS approach, in which the results of strictly syntactic movements are modulated by the phonology. Thus, the syntax will generate SC (2) but this crashes at PF because the clitics are not supported prosodically. (2) *Mi je napisao taj pesnik knjigu. me.dat aux.3sg wrote that poet book TThat poet wrote me a book.U In colloquial Sln, however, clitics can appear initially when contextually determined, as in (3). Sln clitics, I claim, appear in the same positions as SC ones, but are prosodically neutral. (3) a. (Ali) mu ga dajes`? b. Ga pelje kot otroka. Q him.dat it.acc give him.acc leads like child T(Are) you giving him it ?U T(She) leads him like a child.U Bg pronominal clitics are verb-adjacent rather than in second position, but like SC they can only be enclitic. Consider the paradigm of possible permutations in (4). (4) a. Vera mi go dade vc`era. b. Vc`era Vera mi go dade. Vera me.dat it.acc gave yesterday TVera gave me it yesterdayU c. *Vera mi go vc`era dade. d. *Mi go dade Vera vc`era. The only unacceptable variants are (4c), in which the clitics are not adjacent to the verb, and (4d), in which there is nothing to the left of the clitic cluster. Note that anything can satisfy the enclitic requirement; typically the verb will raise past the clitics, but even the conjunction i TandU is adequate. Both are illustrated in the sentence in (5). (5) [Sres`tnax Ivan.] Sprjax go, i mu kazax ... met.1sg Ivan stopped.1sg him.acc and him.dat told.1sg T(I) met Ivan. (I) stopped him, and (I) told him ...U Further confirmation of this can be seen in (6), where the clitics precede the imperative if and only if there is somethingQanythingQfor them to be enclitic on: (6) a. Donesi mi go! b. Ne mi go nosi! bring.impv me.dat it.acc neg me.dat it.acc bring.impv TBring it to me!U TDonUt bring it to me!U c. *Ne nosi mi go! One might imagine handling this paradigm by having the verb move to the left of the clitics to avoid a PF crash. But this is false under standard minimalist assumptions for two reasons: such movement would neither be feature driven nor would it respect Greed. More serious is the problem presented by Macedonian, in which (4d) is acceptable, the relevant difference between Mac and Bg being once again that clitics are prosodically neutral only in the former. In Mac, on the other hand, clitics follow imperative forms so that (6c) rather than (6b) is grammatical; see Alexander (1994). V movement past the clitics therefore cannot be for PF reasons; the impossibility of invoking PI here thus sheds grave doubt on the PI account of comparable phenomena in SC and Bg. I claim that the finite V moves to AgrS to check features and, since these are weak, must wait until LF everything else being equal. In Bg, but not Mac, the finite verb thus excorporates from the clitic cluster and adjoins to AgrS. Following Watanabe (1993) and Bodkovi (1995), excorporation out of an adjunction structure obligatorily occurs when the features of the adjoined elements have already been checked.) This movement ordinarily takes place at LF, under procrastinate, but can be forced to occur overtly in order for the derivation to converge at PF. Exactly the same reasoning pertains to the imperative in Bg, except that the relevant features are those of the Imperative head. In Macedonian, on the other hand, the Imperative features are strong, deriving the order in (6c) overtly. Clearly the problem cannot be any prosodic deficiency, since these clitics in Mac are prosodically neutral and otherwise happily appear as proclitics, i.e. before all finite verbs, even in initial position. Another context in which initial clitics are unacceptable in Mac is with dative possessive clitics in DP, which I treat as the head of AgrIO, definite DP optionally selecting for AgrIOP. (8) a. z`ena mi Tmy wifeU b. pomladiot ni sin Tour younger sonU c. ne mnogu postarite deca Ther not much older childrenU Movement of the clitics rather than the host is required to accommodate (8), in which the dative AgrIO clitic appears immediately after the highest head in a definite DP (taking AP to dominate NP, and definiteness to be inflectional). There is no phonological motivation here, hence I propose that clitic movement is necessary to avoid violation of the syntactic requirement that special clitics need to be syntactically supported (through adjunction). Since no head has any independent reason to move up to adjoin to AgrIO, it is stranded and, assuming Greed, has to move itself to be supported. Various ways of effecting this are considered, the simplest being to lower AgrIO to the next head down, namely X in (9). (9) [DP D[+def] [AgrIOP tAgrIO [XP ...X+AgrIO... ]]]